EIN 13-6130873

Investment Adviser Association (IAA)

IRS 501(c) type
501(c)(6)
Num. employees
28
Year formed
1937
Most recent tax filings
2023-12-01
NTEE code, primary
Description
IAA's mission is to provide effective, quality representation of the investment advisory profession with respect to the development, formulation, and enactment of legislation, regulations, and other policies relating to investment advisers.
Total revenues
$6,862,509
2023
20192020202120222023$5m$6m$7m
Total expenses
$7,114,955
2023
20192020202120222023$5m$7m
Total assets
$10,400,041
2023
20192020202120222023$7m$9m$11m
Num. employees
28
2023
20192020202120222023020

Program areas at IAA

Advocacy - IAA works closely with policy makers on every issue that directly affects investment advisers, and represents the interests of investment advisers on Capitol Hill, working with members of Congress and their staffs to educate them about relevant issues and concerns. The IAA regularly comments on rule changes proposed by the SEC, Department of Labor, other Federal and State agencies, and international regulators that directly affect the investment adviser industry and the IAA membership.
Education - The IAA is a source of educational materials and programs, tailored to address specific issues affecting the investment adviser community. The IAA sponsors a wide range of workshops, conferences, webinars and networking events. These IAA-sponsored events address business, management, compliance, operations, technology, and other relevant issues. The IAA also publishes various reports and surveys each year.
Compliance - The IAA serves as a resource for all IAA member firms. Our staff responds to hundreds of requests for information each year from IAA members on a wide variety of regulatory and compliance issues. In addition, the IAA provides extensive online compliance and regulatory materials, located in a members only section of the website.

Financials for IAA

RevenuesFYE 12/2023
Total grants, contributions, etc.$0
Program services$6,627,092
Investment income and dividends$202,032
Tax-exempt bond proceeds$0
Royalty revenue$0
Net rental income$5,794
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$27,591
Total revenues$6,862,509
Data update history
August 12, 2025
Updated personnel
Identified 2 new personnel
June 4, 2025
Updated personnel
Identified 4 new personnel
February 12, 2025
Posted financials
Added Form 990 for fiscal year 2023
February 10, 2025
Updated personnel
Identified 2 new personnel
January 13, 2025
Used new vendors
Identified 1 new vendor, including
Nonprofit Types
Trade associationsProfessional associationsBusiness and community development organizations
Issues
Human servicesCrime and lawBusiness and industry
Characteristics
MembershipsPolitical advocacyCommunity engagement / volunteeringRelated 527
General information
Address
818 Connecticut Ave NW 600
Washington, DC 20006
Metro area
Washington-Arlington-Alexandria, DC-VA-MD-WV
County
District of Columbia, DC
Website URL
investmentadviser.org/ 
Phone
(202) 293-4222
Twitter profile
@iaa_today 
IRS details
EIN
13-6130873
Fiscal year end
December
Taxreturn type
Form 990
Year formed
1937
Eligible to receive tax-deductible contributions (Pub 78)
No
Categorization
NTEE code, primary
S41: Promotion of Business
NAICS code, primary
813910: Trade Associations
Parent/child status
Independent
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