EIN 59-3771849

Open Compliance and Ethics Group (OCEG)

IRS 501(c) type
501(c)(3)
Num. employees
4
State
Year formed
2003
Most recent tax filings
2023-12-01
Description
Open Compliance and Ethics Group is a nonprofit organization that enhances culture and integrates governance, risk, and compliance to help organizations drive principled performance. They develop infographics and guides in their GRC Illustrated series and GRC Playbook series which are available for free download. OCEG conducts the GRC maturity survey every few years with over 1,100 participants for comparison of findings over time, presenting the results in a free webinar for anyone to attend.
Total revenues
$3,043,157
2023
Total expenses
$2,710,579
2023
Total assets
$4,026,711
2023
Num. employees
4
2023

Program areas at OCEG

Oceg continued to develop and release new resources, including installments of the grc illustrated infographics and ebook series. Additionaly, we released the ultimate guide series, which included the ultimate guide to audit and assurance and the ultimate guide to data security and continuity. These resources continue to be available for free download. Oceg developed the integrated audit and assurance professional certification and the associated body of knowledge and training course. As part of the development process, we held a training sprint with livestream sessions included that was available for free to any Oceg member with an all access pass (aap).
Oceg conducted two surveys and issued reports on the topics of the use of ai forgrc and grc strategies for effective ai governance. These reports were available for free download for approximately three months and then were added to the premium resource collection. We also continued to hold several webinars each month on various grc related topics. Webinars are available for anyone to attend for free and event recordings and slides were made available to anyone with an aap membership.

Personnel at OCEG

NameTitleCompensation
Scott L MitchellChief Executive Officer , Chair , Secretary , Treasurer / Chairman and Chief Executive Officer , Oceg / / Director and Chair$256,000
Jeanna LegayDirector of Finance$104,500
Stephane LegayCto / FMR Director / Director and Chief Information Officer$181,000
Carole SwitzerPresident$191,000

Financials for OCEG

RevenuesFYE 12/2023
Total grants, contributions, etc.$2,552,507
Program services$475,753
Investment income and dividends$15,083
Tax-exempt bond proceeds$0
Royalty revenue$0
Net rental income$-4,442
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$4,256
Total revenues$3,043,157

Form 990s for OCEG

Fiscal year endingDate received by IRSFormPDF link
2023-122024-11-15990View PDF
2022-122023-07-14990View PDF
2021-122022-05-13990View PDF
2020-122021-11-03990View PDF
2019-122022-01-12990View PDF
...and 10 more Form 990s
Data update history
February 9, 2025
Posted financials
Added Form 990 for fiscal year 2023
August 26, 2023
Posted financials
Added Form 990 for fiscal year 2022
August 24, 2023
Updated personnel
Identified 1 new personnel
August 14, 2023
Posted financials
Added Form 990 for fiscal year 2021
May 13, 2023
Used new vendors
Identified 1 new vendor, including
Nonprofit Types
Social advocacy organizationsArts, culture, and humanities nonprofitsHeadquarter / parent organizationsCharities
Issues
EducationArts, cultural, and humanitiesPublic policy
Characteristics
Operates internationallyTax deductible donationsAccepts online donations
General information
Address
11201 N Tatum Blvd PMB 85352 300
Phoenix, AZ 85028
Metro area
Phoenix-Mesa-Chandler, AZ
County
Maricopa County, AZ
Website URL
oceg.org/ 
Phone
(602) 234-9278
IRS details
EIN
59-3771849
Fiscal year end
December
Taxreturn type
Form 990
Year formed
2003
Eligible to receive tax-deductible contributions (Pub 78)
Yes
Categorization
NTEE code, primary
A70: Humanities Organizations
NAICS code, primary
813319: Social Advocacy Organizations
Parent/child status
Central organization
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