EIN 32-0178959

Securities Industry and Financial Markets Association (SIFMA)

IRS 501(c) type
501(c)(6)
Num. employees
153
Year formed
2006
Most recent tax filings
2023-10-01
NTEE code, primary
Description
The Securities Industry and Financial Markets Association (SIFMA) is a United States industry trade group representing securities firms, banks, and asset management companies.
Total revenues
$60,293,967
2023
Total expenses
$57,479,959
2023
Total assets
$72,929,787
2023
Num. employees
153
2023

Program areas at SIFMA

Continued serving as a source of market information, including statistics on many facets of the market place and publishing research reports, trade newsletters and other periodicals and books.

Grants made by SIFMA

GranteeGrant descriptionAmount
Committee on Capital Markets RegulationProgram Support$55,000
SIFMA Foundation for Investor EducationProgram Support$20,000
Program on International Financial SystemsProgram Support$15,000
...and 9 more grants made

Personnel at SIFMA

NameTitleCompensation
Kenneth E BentsenPresident and Chair / President and Chief Executive Officer$2,593,558
Joseph SeidelChief Operating Officer$1,166,978
David KrasnerChief Financial Officer and Chief Administrative Officer$734,398
Jamie WallExecutive Vice President, Advocacy$599,544
Carter K McDowellMD , Associate General Counsel / Managing Director$505,676
...and 12 more key personnel

Financials for SIFMA

RevenuesFYE 10/2023
Total grants, contributions, etc.$0
Program services$57,517,180
Investment income and dividends$1,979,827
Tax-exempt bond proceeds$0
Royalty revenue$237,321
Net rental income$0
Net gain from sale of non-inventory assets$0
Net income from fundraising events$0
Net income from gaming activities$0
Net income from sales of inventory$0
Miscellaneous revenues$559,639
Total revenues$60,293,967

Form 990s for SIFMA

Fiscal year endingDate received by IRSFormPDF link
2023-102024-08-28990View PDF
2022-102023-08-31990View PDF
2021-102022-08-24990View PDF
2020-102021-08-31990View PDF
2019-102020-11-19990View PDF
...and 11 more Form 990s
Data update history
October 20, 2024
Posted financials
Added Form 990 for fiscal year 2023
October 20, 2024
Updated personnel
Identified 1 new personnel
October 19, 2024
Used new vendors
Identified 5 new vendors, including , , , , and
October 23, 2023
Updated personnel
Identified 17 new personnel
October 22, 2023
Posted financials
Added Form 990 for fiscal year 2022
Nonprofit Types
Grantmaking organizationsTrade associationsBusiness and community development organizations
Issues
Business and industry
Characteristics
MembershipsCommunity engagement / volunteering
General information
Address
140 Broadway 35th Floor
New York, NY 10005
Metro area
New York-Newark-Jersey City, NY-NJ-PA
County
New York County, NY
Website URL
sifma.org/ 
Phone
(212) 313-1200
Twitter profile
@sifma 
IRS details
EIN
32-0178959
Fiscal year end
October
Taxreturn type
Form 990
Year formed
2006
Eligible to receive tax-deductible contributions (Pub 78)
No
Categorization
NTEE code, primary
S41: Promotion of Business
NAICS code, primary
813910: Trade Associations
Parent/child status
Independent
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